Australian Seismic Design Context
Australia is a continent with low to moderate seismicity. Unlike Japan, New Zealand, or the US West Coast, most Australian regions have low earthquake hazard. However, several significant historical earthquakes — Newcastle 1989 (M_w 5.6, 13 deaths), Meckering 1968 (M_w 6.5), Tennant Creek 1988 (M_w 6.6) — demonstrate that seismic design is necessary for certain regions.
AS 1170.4:2007 (with the 2012 amendment) provides the seismic design framework for Australia. The standard uses a simplified hazard model calibrated to Australian conditions. For steel structures, AS 4100:2020 Clause 3 references AS 1170.4 for seismic actions, and AS 4100 Appendix D provides specific detailing requirements for earthquake resistance.
Earthquake Hazard Factor (Z)
The earthquake hazard factor Z represents the peak ground acceleration (PGA) expressed as a proportion of gravity (g) with a 1:500-year return period:
| Location | Z (PGA as fraction of g) | Seismicity Level |
|---|---|---|
| Sydney | 0.07-0.09 | Low |
| Melbourne | 0.08-0.10 | Low |
| Brisbane | 0.05-0.07 | Very low |
| Adelaide | 0.09-0.12 | Moderate |
| Perth | 0.07-0.09 | Low |
| Newcastle | 0.10-0.14 | Moderate |
| Wollongong | 0.08-0.11 | Low-moderate |
| Canberra | 0.07-0.10 | Low |
| Hobart | 0.05-0.07 | Very low |
| Darwin | 0.05-0.06 | Very low |
| Meckering (WA) | 0.18-0.22 | Highest in Australia |
| Tennant Creek (NT) | 0.15-0.20 | Very high |
For most Australian steel buildings in Sydney, Melbourne, Perth, and Brisbane, seismic actions are low and wind loads typically govern the lateral system design. However, for buildings in Newcastle, Adelaide, Meckering, and Tennant Creek regions, seismic design may govern, particularly for low-rise heavy structures.
AS 1170.4 Seismic Action Calculation
AS 1170.4 defines the seismic base shear for a building as:
V = k_p ÃÂàZ ÃÂàC_h(T_1) ÃÂàÃÂü^(-1) ÃÂàW_t ÃÂàS_p
Where:
- k_p = probability factor (1.0 for 1:500 year, 0.25 for 1:25 year serviceability)
- Z = earthquake hazard factor (site-specific from AS 1170.4 maps)
- C_h(T_1) = spectral shape factor (function of the building fundamental period T_1 and site class)
- ÃÂü = structural ductility factor (response reduction factor for energy dissipation)
- W_t = total seismic weight of the building (G + ÃÂÃÂ_l ÃÂÃÂ Q)
- S_p = structural performance factor (accounts for higher mode effects and overstrength)
Site Classification
AS 1170.4 defines site classes A_E based on the average shear wave velocity over the top 30 m (V_s30):
| Class | Description | V_s30 Range (m/s) | Typical Australian Sites |
|---|---|---|---|
| A | Strong rock | > 1,500 | Granite, basalt, massive sandstone |
| B | Rock | 760-1,500 | Sandstone, limestone, competent sedimentary rock |
| C | Shallow soil | 350-760 | Stiff clay, dense sand (typical Sydney basin) |
| D | Deep soil | 150-350 | Deep clay deposits (Melbourne, Adelaide) |
| E | Very soft soil | < 150 | Reclaimed land, soft estuarine deposits |
Site class significantly amplifies ground motion. A building on Site Class E will experience approximately 2-3 times the spectral acceleration of the same building on Site Class A.
Spectral Shape Factor C_h(T_1)
C_h(T_1) is calculated from the site class and the building fundamental period T_1:
For a steel building, the approximate fundamental period:
T_1 = 1.25 ÃÂÃÂ k_t ÃÂÃÂ h_n^(3/4)
Where:
- k_t = 0.085 for steel moment-resisting frames
- k_t = 0.075 for steel eccentrically braced frames
- k_t = 0.065 for steel concentrically braced frames
- h_n = building height in metres
For a 6-storey steel moment frame building (h_n = 24 m): T_1 = 1.25 ÃÂÃÂ 0.085 ÃÂÃÂ 24^(3/4) = 1.25 ÃÂÃÂ 0.085 ÃÂÃÂ 11.08 = 1.18 seconds
The spectral shape factor C_h(T_1) is then read from AS 1170.4 Figure 3.2. For Site Class C at T_1 = 1.18 s, C_h âÃÂà0.5-0.6.
Structural Ductility Factor (ÃÂü)
The ductility factor ÃÂü (response reduction factor) accounts for the structure's ability to dissipate seismic energy through inelastic deformation:
| Steel Lateral System | ÃÂü | Description |
|---|---|---|
| Special Moment-Resisting Frame (SMRF) | 4.0 | Ductile — designed for significant inelastic deformation |
| Intermediate Moment-Resisting Frame (IMRF) | 3.0 | Moderate ductility |
| Ordinary Moment-Resisting Frame (OMF) | 2.0 | Limited ductility |
| Concentrically Braced Frame (CBF) — ductile | 3.0 | Buckling-controlled energy dissipation |
| Concentrically Braced Frame (CBF) — ordinary | 2.0 | Elastic design |
| Eccentrically Braced Frame (EBF) | 4.0 | Link-beam energy dissipation |
| Cantilever column (inverted pendulum) | 1.25 | Limited redundancy |
| Fully elastic | 1.0 | No ductility assumed |
Higher ÃÂü values reduce the design base shear (V design = V elastic / ÃÂü). However, they require more stringent detailing to ensure the ductility capacity is achieved. AS 4100 Appendix D specifies the detailing requirements for each ductility class.
Structural Regularity Requirements
AS 1170.4 requires that steel buildings meet regularity criteria in plan and elevation to use the equivalent static analysis method. Irregular buildings require dynamic analysis (response spectrum or time history).
Plan Regularity
| Parameter | Regular Limit | Irregularity |
|---|---|---|
| Plan aspect ratio | L/B âÃÂä 3 | Torsional effects significant |
| Setback asymmetry | Setback âÃÂä 20% of dimension on each side | Eccentric mass/stiffness |
| Diaphragm discontinuity | Cut-out area âÃÂä 30% of gross floor area | Reduced load path |
| Re-entrant corners | Depth âÃÂä 25% of plan dimension in each direction | Wing buildings — potential stress concentration |
| Torsional eccentricity | e_0 âÃÂä 0.15 ÃÂàb | Irregular — requires 3D dynamic analysis |
Vertical Regularity
| Parameter | Regular Limit | Irregularity |
|---|---|---|
| Stiffness irregularity | Storey stiffness âÃÂÃÂ¥ 70% of storey above | Soft storey — prohibited in SMRF |
| Mass irregularity | Storey mass âÃÂä 150% of storey above | Mass concentration — dynamic amplification |
| Setback elevation | Single setback âÃÂä 30% of plan dimension | Weak storey at setback |
| Vertical geometric irregularity | Column line offset âÃÂä 25% of bay width | Reduced load path |
| Weak storey | Storey strength âÃÂä 80% of storey above | Prohibited in all ductile systems |
Steel buildings with vertical irregularity (common in buildings with a soft ground storey for parking) must be designed with a minimum ÃÂü = 1.25 (effectively elastic) unless dynamic analysis demonstrates ductility capacity.
AS 4100 Seismic Provisions
AS 4100:2020 Appendix D provides the supplementary detailing requirements for steel structures in seismic applications. The key provisions depend on the ductility class:
SMRF (ÃÂü = 3.0-4.0) Detailing Requirements
| Component | Requirement | AS 4100 Reference |
|---|---|---|
| Beam section | Class 1 plastic section (b/2t_f âÃÂä ÃÂû_eb) | Clause 5.2, Table 5.2 |
| Column section | Class 1 plastic section with N* / ÃÂÃÂN_s âÃÂä 0.30 | Clause 6.2, Appendix D |
| Beam-column connection | Full-strength welded or bolted connection âÃÂÃÂ¥ 1.2 ÃÂàM_p of beam | Appendix D Clause D3 |
| Column splices | Full-strength connection âÃÂÃÂ¥ 1.2 ÃÂàM_p of column | Appendix D Clause D4 |
| Panel zone (web) | Panel zone shear capacity âÃÂÃÂ¥ 0.8 ÃÂàsum(M_p) / (h_b - t_fb) | Appendix D Clause D5 |
| Lateral bracing | Beam bracing at plastic hinge zones âÃÂä L_b = 0.09 ÃÂàr_y ÃÂàE / F_y | Appendix D Clause D2 |
IMRF (ÃÂü = 2.0-3.0) Detailing Requirements
| Component | Requirement |
|---|---|
| Beam section | Class 1 or 2 compact section |
| Column section | Class 1, 2, or 3 section with N* / ÃÂÃÂN_s âÃÂä 0.50 |
| Beam-column connection | Capacity âÃÂÃÂ¥ moment at beam hinge formation or at least âÃÂÃÂ¥ M_p of beam |
| Lateral bracing | Bracing at plastic hinge zones — less restrictive than SMRF |
OMF (ÃÂü = 1.25-2.0) Detailing Requirements
- Class 1, 2, or 3 sections permitted
- Connections designed for elastic seismic forces without ductility demand
- Standard AS 4100 detailing applies (Appendix D not invoked)
- Lateral bracing per AS 4100 Clause 5.3 (standard requirements)
The ductility class selection significantly affects steel tonnage and connection cost. A SMRF building may require 10-15% heavier beams and columns (to meet the Class 1 compact section and N*/ÃÂÃÂN_s limits) and more expensive moment connections compared to an OMF design using the same forces. However, the design base shear for the SMRF is approximately half that of the OMF (ÃÂü = 4.0 vs ÃÂü = 2.0), which reduces the total lateral force.
Worked Example: Steel Building in Newcastle
Problem: Determine the seismic design actions for a 4-storey steel office building in Newcastle (moderate seismicity).
Building data:
- Location: Newcastle, NSW — Z = 0.12
- Building: 4 storeys, 18 m ÃÂÃÂ 36 m plan, 3.6 m storey height (total 14.4 m)
- Lateral system: Steel SMRF (ÃÂü = 4.0)
- Site class: C (shallow soil — typical Newcastle)
- Seismic weight per floor: W_t = 4,500 kN (dead + 0.4 ÃÂÃÂ live)
- Roof weight: W_t = 3,500 kN
- Total seismic weight: W_t = 3 ÃÂÃÂ 4,500 + 3,500 = 17,000 kN
Step 1 — Fundamental period:
T_1 = 1.25 ÃÂÃÂ 0.085 ÃÂÃÂ 14.4^(3/4) = 1.25 ÃÂÃÂ 0.085 ÃÂÃÂ 8.35 = 0.89 seconds
Step 2 — Spectral shape factor:
For Site Class C at T_1 = 0.89 s, using AS 1170.4 Figure 3.2: The constant acceleration plateau (C_h = 2.0-3.0) applies for T âÃÂä 0.5 seconds. At T_1 = 0.89 s: C_h âÃÂà1.4 (from the descending branch of the spectrum)
Step 3 — Design base shear:
V = 1.0 ÃÂÃÂ 0.12 ÃÂÃÂ 1.4 ÃÂÃÂ 1/4.0 ÃÂÃÂ 17,000 ÃÂÃÂ 0.7
(S_p = 0.7 for SMRF — accounts for overstrength and higher-mode effects)
V = 0.12 ÃÂÃÂ 1.4 ÃÂÃÂ 0.25 ÃÂÃÂ 17,000 ÃÂÃÂ 0.7 = 500 kN
Step 4 — Compare with wind base shear:
For the same building, the wind base shear from AS 1170.2 (Newcastle is Region A2, V_R âÃÂà37 m/s):
Assume windward pressure C_p,n = 0.9, leeward C_p,n = -0.5, M_z,cat âÃÂà0.85 at roof level:
p = 0.5 ÃÂà1.2 ÃÂà(37 ÃÂà0.95 ÃÂà0.85 ÃÂà1.0 ÃÂà1.0)ÃÂò = 0.53 kPa at roof
Total wind shear = 0.5 ÃÂà18 ÃÂà(0.9 + 0.5) ÃÂà0.53 ÃÂà1.0 per level âÃÂà670 kN (estimated)
Wind base shear (670 kN) > Seismic base shear (500 kN). Wind governs for this building in Newcastle.
Step 5 — Conclusion:
Even in moderate-seismicity Newcastle, wind governs for a 4-storey SMRF steel building. However, the seismic load combinations (G + ÃÂÃÂ_l ÃÂÃÂ Q + E_u per AS 1170.0 Combination 6a) must still be checked, and the SMRF detailing requirements (Class 1 sections, full-strength connections) must be satisfied regardless of whether wind or seismic produces higher forces.
For taller steel buildings (10+ storeys), the fundamental period increases, reducing the spectral acceleration C_h(T_1), and seismic forces become proportionally smaller relative to wind. In low-seismicity cities like Brisbane, seismic design for steel buildings up to 15 storeys is almost never governing.
Steel Connection Design for Seismic
AS 4100 Appendix D and AS 1170.4 Clause 6 require that connections in ductile steel frames be designed for the capacity of the connected members, not just the elastic seismic forces:
Capacity Design Principle:
Connection design force = ÃÂé_0 ÃÂàV_elastic or 1.2 ÃÂàR_p of the connected member (whichever is larger)
Where ÃÂé_0 is the overstrength factor (typically 1.25-1.5 for steel SMRF).
Moment Connection Detailing (SMRF)
For SMRF beam-column moment connections per AS 4100 Appendix D:
- Welded connections: Full-penetration butt welds at beam flanges with continuity plates in the column. Weld metal overmatch (E55XX electrode for 300PLUS).
- Bolted connections: End-plate connections stiffened to prevent plate yielding before bolt failure. Bolts in tension designed for 1.25 ÃÂÃÂ beam flange force at M_p.
- Panel zone: Column web stiffeners (continuity plates) at beam flanges. Panel zone thickness âÃÂÃÂ¥ (d_c - 2ÃÂÃÂt_fc)/50 for unstiffened webs.
Brace Connection Detailing (CBF)
For concentrically braced frames in seismic design:
- Brace connections designed for 1.2 ÃÂÃÂ R_y ÃÂÃÂ A_g ÃÂÃÂ F_y (overstrength tension capacity)
- Gusset plates designed to allow brace out-of-plane buckling (clearance equal to 2ÃÂÃÂ gusset plate thickness)
- Connection bolts designed for slip-critical at service loads + bearing at ultimate
Frequently Asked Questions
How does Australian seismic design compare to ASCE 7 or NZS 1170.5?
Australian seismic hazard (Z = 0.03-0.22) is significantly lower than New Zealand (Z up to 0.60 for Wellington) or the US West Coast (S_s up to 2.5g for Los Angeles). The AS 1170.4 format resembles NZS 1170.5 (both use ductility factor ÃÂü and spectral shape factor C_h), whereas ASCE 7 uses R (response modification coefficient) and S_a (spectral acceleration). The Australian hazard factors are lower because intraplate earthquakes are less frequent in Australia than in plate-boundary regions like New Zealand and Japan. For steel buildings up to 8 storeys in most Australian cities, wind loads govern the lateral system design.
Is seismic design required for all steel buildings in Australia?
No. AS 1170.4 Clause 1.3 exempts buildings in Importance Level 1 (low consequence) and 2 (normal) if Z ÃÂàC_h(T_1) ÃÂàÃÂü^(-1) < 0.05. For a typical 4-storey SMRF in Sydney (Z = 0.08, C_h âÃÂà1.5, ÃÂü = 4.0): 0.08 ÃÂà1.5 / 4.0 = 0.03 < 0.05 — seismic design is not required. However, AS 4100 Appendix D requires that if seismic design is invoked, all ductility class detailing provisions apply, even if the seismic force is below the threshold.
What is the most common lateral system for steel buildings in Australia?
Steel moment-resisting frames (SMRF or IMRF) are the most common lateral systems for low to mid-rise steel buildings in Australia, designed primarily for wind loads. Concentrically braced frames and eccentric braced frames are used for taller buildings (10-20 storeys) where drift control becomes critical. Buckling-restrained braces (BRB) are rare in Australia but gaining acceptance. Typical seismic ductility is ÃÂü = 2.0-3.0 (IMRF) for most buildings, with ÃÂü = 4.0 (SMRF) only for critical facilities in moderate-seismicity regions.
Related Pages
- AS 4100 Steel Design Overview — Australia — Full AS 4100 design reference
- AS 4100 Load Combinations — AS 1170.0 — Load combination guide including seismic
- AS 4100 Column Buckling Guide — Compression member design per AS 4100
- Australian Wind Load — AS 1170.2 — Wind load calculation for steel structures
- Australian Steel Grades — AS/NZS 3678 & 3679.1 — Material properties
- AS 4100 Base Plate Design Guide — Column base plate design per AS 4100
- Beam Capacity Calculator — Free multi-code beam calculator
- Column Capacity Calculator — Free multi-code column calculator
- Section Properties — UB, UC, PFC — Australian section tables
Educational reference only. Seismic design methodology per AS 1170.4:2007 and AS 4100:2020 Appendix D. Verify site-specific hazard factor Z, site class, and importance level for your project. Results are PRELIMINARY — NOT FOR CONSTRUCTION without independent verification.
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